Temps de travail
Type de contrat
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Expérience professionnelle
Niveau d'étude
Télétravail
We are seeking an experienced Team Leader to oversee AML/KYC and Transfer Agency (TA) activities for our client, a leading financial services provider. This role involves managing a team, implementing procedures, ensuring compliance with regulations, and contributing to the development of the TA department, including the creation of AIFM licenses.
POSTE
Key Responsibilities:
- Lead and manage a team of AML/KYC professionals (2 juniors, 3 seniors), ensuring efficient operations and compliance with relevant regulations.
- Develop and implement AML/KYC procedures, guidelines, and best practices for client onboarding, risk reviews, and monitoring.
- Take responsibility for the "First Line of Defence" for Relationship Managers, providing support on compliance matters and liaising with Risk & Compliance when needed.
- Oversee client risk reviews, monitor compliance matters, and manage incidents or breaches as necessary.
- Ensure accurate KYC/CDD documentation is collected and manage periodic reviews (e.g., AML file review, risk assessments).
- Work closely with Relationship Managers and Business Heads to strengthen collaboration with Risk & Compliance.
- Assist with AML/CFT training for employees and ensure the team stays up to date with regulatory changes.
- Coordinate with global teams and regional BCOs for cross-border business activities.
- Ensure TA procedures are properly developed and implemented, including the setup of AIFM licenses.
- Attend meetings with Risk & Compliance Committees and other regulatory boards as required.
- Suggest and implement improvements to policies, procedures, and workflows in collaboration with Risk & Compliance.
PROFIL
Qualifications:
- Minimum of 10 years of experience in the financial services industry, with a strong focus on fiduciary, compliance, and AML/KYC processes.
- Proven experience managing a team in a fast-paced and complex environment.
- Solid understanding of financial regulations and fiduciary operations, particularly in TA.
- Strong knowledge of AML/CFT and compliance regulations, including fund-related knowledge and the creation of AIFM licenses.
- Professional qualifications in legal and compliance matters are preferred.
- Excellent communication, interpersonal, and leadership skills.
- Strong problem-solving abilities and the capacity to prioritize in a high-pressure environment.
- Advanced Microsoft Office skills (Word, Excel).
POSTE
Key Responsibilities:
- Lead and manage a team of AML/KYC professionals (2 juniors, 3 seniors), ensuring efficient operations and compliance with relevant regulations.
- Develop and implement AML/KYC procedures, guidelines, and best practices for client onboarding, risk reviews, and monitoring.
- Take responsibility for the "First Line of Defence" for Relationship Managers, providing support on compliance matters and liaising with Risk & Compliance when needed.
- Oversee client risk reviews, monitor compliance matters, and manage incidents or breaches as necessary.
- Ensure accurate KYC/CDD documentation is collected and manage periodic reviews (e.g., AML file review, risk assessments).
- Work closely with Relationship Managers and Business Heads to strengthen collaboration with Risk & Compliance.
- Assist with AML/CFT training for employees and ensure the team stays up to date with regulatory changes.
- Coordinate with global teams and regional BCOs for cross-border business activities.
- Ensure TA procedures are properly developed and implemented, including the setup of AIFM licenses.
- Attend meetings with Risk & Compliance Committees and other regulatory boards as required.
- Suggest and implement improvements to policies, procedures, and workflows in collaboration with Risk & Compliance.
PROFIL
Qualifications:
- Minimum of 10 years of experience in the financial services industry, with a strong focus on fiduciary, compliance, and AML/KYC processes.
- Proven experience managing a team in a fast-paced and complex environment.
- Solid understanding of financial regulations and fiduciary operations, particularly in TA.
- Strong knowledge of AML/CFT and compliance regulations, including fund-related knowledge and the creation of AIFM licenses.
- Professional qualifications in legal and compliance matters are preferred.
- Excellent communication, interpersonal, and leadership skills.
- Strong problem-solving abilities and the capacity to prioritize in a high-pressure environment.
- Advanced Microsoft Office skills (Word, Excel).
