Compliance & AML-CFT Compliance Manager - 6-month CDD

This newly created role based in Luxembourg city will give you the opportunity to work directly with the Chief Compliance Officer and to join one of the world's leading investors in the secondary market for private assets. This company provides liquidity solutions to private markets investors worldwide, acquiring interests in private equity, private credit, and other private markets assets.

You will report to the Chief Conducting Officer and play a key role in the implementation of a compliance and AML-CFT compliance program for the Luxembourg AIFM. You will also support the AIFM by overseeing and monitoring delegated functions such as Transfer Agency and Distributor Due Diligence program.

LHH Recruitment Solutions offers extensive recruitment solutions through one unique brand. We are specialised in the recruitment of qualified professionals. At LHH Recruitment Solutions, we believe in talent, not labels, embrace diversity, and promote more inclusive employment to our clients and partners.

Your Responsibilities

AML / CFT Compliance 

• Perform KYC reviews on counterparties and marketing intermediaries of the AIFM
• Review and approve Transfer Agent (TA) requests related to fund shareholder account opening, under the guidance of the Responsible for Compliance (RC) 
• Ensure register of high-risk accounts, and waivers is up to date 
• Ensure periodic update of the batch screening processes 
• Assist in preparation and completion of AML-CFT regulatory reports, questionnaires for the AED and CSSF on behalf of the Funds and the AIFM 
• Conduct AML-CFT risk assessments for funds and the AIFM 
• Develop and maintain the country risk assessment framework 
• Monitor regulatory developments like AMLA and prepare action plan based on gap analysis 

Compliance

• Implement and maintain the Compliance Monitoring Plan (CMP) for the AIFM
• Perform control testing in line with the CMP though thematic reviews, sample testing 
• Prepare control testing report reports, identify shortcomings and track remediation actions 
• Support implementation of AIFMD 2.0 
• Monitor and assess regulatory developments, ensuring timely integration into the compliance framework 

Policy management & audit support 

Delegate Oversight

Your Profile 

• 4-6 years of experience in compliance, AML/CFT within asset management, AIFM, or financial services in Luxembourg 
• Strong working knowledge of Luxembourg regulatory environment (eg: AIFMD, UCI Law, AIFM Law, CSSF Circular 18/698, AML Law and CSSF Regulation 12-02, AED circulars, etc.)  
• Familiarity with transfer agent oversight and distributor due diligence process
• Pragmatic and solution-minded mindset, detail-oriented with strong analytical and organisational skills 
• Ability to manage multiple priorities and work collaboratively across teams 
• Excellent written and verbal communication skills 

To include yourself in this recruitment process; to find out more information about this role; or to discuss other career opportunities we have available, please contact ANNIE BURTON as soon as possible - CONFIDENTIALITY ASSURED. 

Annie Burton – annie.burton@lhh.com

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