Temps de travail
Type de contrat
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Expérience professionnelle
Niveau d'étude
Télétravail
Job purpose: We are seeking a motivated and detail-oriented Internal Control Officer to join our Luxembourg-based team. This junior/middle professional role is essential in supporting the effective implementation and monitoring of the internal control framework across the Department business lines, including Debt Capital Markets, Fixed Income Sales and Asset Management.
The successful candidate will work closely with the Business and support functions to enhance control effectiveness, mitigate operational and regulatory risks, and ensure compliance with internal and external requirements, including KYC and AML obligations.
Responsibilities would be, but not be limited to, the following:
- Assist in the development and implementation of internal control procedures in line with group policies and regulatory requirements.
- Act as middle office to bond primary and secondary trading business
- Perform control testing and reviews on key operational processes across the business lines.
- Identify, assess, and follow up on operational risk incidents or control weaknesses.
- Support the monitoring of compliance with internal policies and regulatory obligations.
- Participate in internal control reporting to management and Head Office.
- Assist in the coordination of internal and external audits.
- Support the KYC review process and contribute to the improvement of client onboarding controls.
- Work closely with Business to promote a strong risk culture and awareness of internal control principles.
Qualifications
- Bachelor’s or master’s degree in finance, Business, Risk Management, or a related field.
- At least 2 years of experience in banking or finance.
- Fluency in Mandarin Chinese and English (spoken and written) is preferred.
- Certain level of knowledge of European and/or Chinese regulatory environments.
- Strong analytical, organizational, and communication skills.
- Proactive attitude and ability to work independently as well as in a team.
- Experience in internal control, risk management, compliance, audit, or a related function is a plus.
- Familiarity with DCM, Asset Management, or FI Sales businesses is a plus.
