Consultant as Senior Compliance/ RC - fund portfolio
Publiée le 15/04/2024
Austin Bright
- Luxembourg (Canton), Luxembourg
- Droit / Juridique
- Fonds d'investissement
Are you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance Officer to join our team and help our clients thrive in a regulated environment.
They are committed to empowering financial institutions by offering expert compliance solutions. Joining them means becoming part of a team that values collaboration, integrity, and excellence. As a Senior Compliance Officer, you will play a crucial role in driving the success of their clients and contributing to the advancement of the investment fund industry.
As a Senior Compliance Officer, you will report directly to the Compliance Team Leaders of the company, benefiting from their guidance and support.
Key Responsibilities:
- You will assist their clients with their day-to-day compliance activities.
- Overseeing and collaborating with our Compliance Assistants.
- Developing and maintaining policies, procedures, compliance templates, and tools.
- Preparing comprehensive compliance reports.
- Conducting risk assessments for clients.
- Assisting with due diligence matters.
- Supporting AML/CFT screening efforts.
- Conducting internal controls for clients' Compliance Monitoring Programs (CMPs).
- Researching and drafting alerts on new regulatory developments.
- Participating in projects to implement regulatory changes affecting the investment fund business.
- Collaborating with internal and external stakeholders on compliance matters.
- Opportunities for future roles, including Permanent Compliance Function roles for Investment Fund Managers (IFMs) and RC ("Responsable du Contrôle") roles for Undertakings for Collective Investment (UCIs).
Your Profile:
- You have successful completion of a bachelor's degree in business law, Business Administration, Finance, or Economics.
- You have demonstrated experience of 3 to 5 years in Compliance and/or AML/CFT within the financial sector.
- You have extensive expertise and practical knowledge of the Luxembourg Funds Industry, encompassing both traditional and alternative funds, along with a thorough understanding of AML/CFT requirements.
- You have strong capability to effectively convert technical requirements into operational processes.
- You are fluent in English, with additional proficiency in German, French, or other European languages being advantageous.
- You have familiarity with name screening tools.
- You have proficiency in Microsoft Office applications, particularly Excel.
- You have outstanding analytical, critical thinking, and problem-solving aptitude.
- You have excellent team collaboration skills, availability, and flexibility.
The Opportunity:
- You will be part of an international, highly motivated, and results-driven team.
- You will work in a collaborative and supportive environment within a dynamic, human-sized company.
- You will take on significant responsibilities from an early stage and contribute to the growth of the investment fund industry.
- You will have access of training opportunities that foster continuous professional development.
- You will receive an attractive salary based on your profile, that goes up to 85k with benefits.
- You will enjoy flexible teleworking possibilities, promoting a healthy work-life balance.
If you are looking for a challenging role that offers growth opportunities and the chance to make a significant impact in the financial sector, we invite you to join their team.
Apply today and become part of our dynamic and forward-thinking organization.